Michael Best - We are more than a law firm

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2 results for: investment adviser

4/5/2024 8:14:13 PM

FinCEN to Impose Broad AML Obligations on Investment Advisers

By Iqan Fadaei

For many years, key U.S. anti-money laundering laws (in particular, rules under the Bank Secrecy Act) have applied to financial...

3/2/2022 8:18:20 PM

By Iqan Fadaei Betsy Voter

ERISA provides that a person is a fiduciary if they have discretion over a retirement plan or IRA (“Plan”) or render investment advice to...