Oct 25, 2023 More SEC Conflict of Interest Charges... By Iqan Fadaei The SEC has settled charges against Bruderman Asset Management LLC (BAM) and its principal, Matthew J. Bruderman, for failing to disclose...
Sep 23, 2023 SEC Charges Virtu. Virtu Suggests Charges are Retaliatory. By Iqan Fadaei Betsy Voter Kevin Timken On September 12, the SEC filed charges against Virtu for allegedly misleading customers about the existence and adequacy of information...
Sep 18, 2023 Advisers Settle SEC Charges Relating to Custody Rule / Form ADV Violations By Iqan Fadaei Betsy Voter Kevin Timken The SEC recently settled charges against five investment advisers to private funds for $500,000 in combined penalties, as part of its...
Aug 29, 2023 No Funny Business: USEPA and Army Corps Rule Revision Conforms to Supreme Court's Sackett Decision By David Crass Today, USEPA and the Army Corps released revisions to its 2023 "Waters of the United States" (WOTUs) rule to conform it to the United...
Jun 09, 2023 Is there a Doctor on the Farm? By David Crass Effective next week, and as reported in Dairy Herd Management, FDA's "Guidance for Industry #263" goes into effect. This will require...
May 25, 2023 SCOTUS Significantly Restricts EPA's Wetland Authority By Michael Best In a landmark decision issued today, the U.S. Supreme Court severally restricted EPA's authority under the Clean Water Act to regulate...
May 10, 2023 Telemedicine Flexibilities in Prescribing Extended By Sarah Churchill Llamas On May 10, 2023, the Drug Enforcement Administration (DEA) and Substance Abuse and Mental Health Services Administration (SAMHSA) jointly...
Apr 28, 2023 The ABCs of ESG By Elizabeth Prendergast Last week we launched our new limited podcast series, "ESG Insights." Over the next several weeks, we will explore the intersection of...
Apr 05, 2023 SEC Proposes Three Rules Establishing Comprehensive Cybersecurity Requirements By Daniel Armel On March 15, 2023, the Securities and Exchange Commission (“SEC”) concurrently proposed three rules designed to address the growing...
Apr 03, 2023 Iowa Passes Comprehensive State Privacy Law By Elizabeth Trower Iowa is now the 6th state to pass a comprehensive privacy law, joining Connecticut, Utah, Virginia, Colorado and California. Much like...
Mar 27, 2023 Wisconsin Food Businesses Are Under Fire. By Paul Benson Check out this client alert from my partner, Chuck Palmer, about the emphasis program launched by the Occupational Safety and Health...
Mar 16, 2023 Applications Open: $2.5 Billion in Federal Grants for Electric Vehicle Charging and Infrastructure By Gary Bridgens The Biden-Harris Administration announced this week that the Department of Transportation is now accepting applications for the Charging...