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The SEC has settled charges against Bruderman Asset Management LLC (BAM) and its principal, Matthew J. Bruderman, for failing to disclose...
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On September 12, the SEC filed charges against Virtu for allegedly misleading customers about the existence and adequacy of information...
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The SEC recently settled charges against five investment advisers to private funds for $500,000 in combined penalties, as part of its...
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Today, USEPA and the Army Corps released revisions to its 2023 "Waters of the United States" (WOTUs) rule to conform it to the United...
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Effective next week, and as reported in Dairy Herd Management, FDA's "Guidance for Industry #263" goes into effect. This will require...
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In a landmark decision issued today, the U.S. Supreme Court severally restricted EPA's authority under the Clean Water Act to regulate...
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On May 10, 2023, the Drug Enforcement Administration (DEA) and Substance Abuse and Mental Health Services Administration (SAMHSA) jointly...
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Last week we launched our new limited podcast series, "ESG Insights." Over the next several weeks, we will explore the intersection of...
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On March 15, 2023, the Securities and Exchange Commission (“SEC”) concurrently proposed three rules designed to address the growing...
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Iowa is now the 6th state to pass a comprehensive privacy law, joining Connecticut, Utah, Virginia, Colorado and California. Much like...
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Check out this client alert from my partner, Chuck Palmer, about the emphasis program launched by the Occupational Safety and Health...
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The Biden-Harris Administration announced this week that the Department of Transportation is now accepting applications for the Charging...