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10 results for: capital markets and securities
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Under a new bill sponsored by Sens. Cynthia M. Lummis (R-Wyo.) and Kirsten Gillibrand (D-N.Y.), the primary oversight of cryptocurrencies...
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On Tuesday May 4, the Securities and Exchange Commission announced its plan to nearly double its Enforcement Division's Digital Asset and...
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Interesting on-line article from Fortune recently (linked below) makes the case for "Authentic ESG" and is worth the read wherever you...
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The Biden Administration's focus on Environmental Justice (EJ) issues continues as two recent releases reveal.  USEPA released an updated...
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On March 4, 2022, the U.S. Securities and Exchange Commission (SEC) charged venture capital fund adviser Alumni Ventures Group, LLC (AVG)...
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Earlier this year, we wrote about the GameStop saga of late 2020/early 2021 and its impact on U.S. capital markets. That drama led to...
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If you’re looking to raise capital for your company or fund, this new tool from the SEC can help you figure out which rules may apply and...
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Last month, we issued an alert noting that the Reddit/meme stock short-selling saga of January 2021 may change the U.S. equity markets....
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Less than a year ago, in January 2021, GameStop Corp. - GME made national headlines when its stock price rose from under $19 on December...
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Last week, the SEC Division of Examinations published its observations of advisory fees charged by SEC-registered investment advisers...