Under a new bill sponsored by Sens. Cynthia M. Lummis (R-Wyo.) and Kirsten Gillibrand (D-N.Y.), the primary oversight of cryptocurrencies...
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On Tuesday May 4, the Securities and Exchange Commission announced its plan to nearly double its Enforcement Division's Digital Asset and...
Interesting on-line article from Fortune recently (linked below) makes the case for "Authentic ESG" and is worth the read wherever you...
The Biden Administration's focus on Environmental Justice (EJ) issues continues as two recent releases reveal. USEPA released an updated...
On March 4, 2022, the U.S. Securities and Exchange Commission (SEC) charged venture capital fund adviser Alumni Ventures Group, LLC (AVG)...
Earlier this year, we wrote about the GameStop saga of late 2020/early 2021 and its impact on U.S. capital markets. That drama led to...
If you’re looking to raise capital for your company or fund, this new tool from the SEC can help you figure out which rules may apply and...
Last month, we issued an alert noting that the Reddit/meme stock short-selling saga of January 2021 may change the U.S. equity markets....
Less than a year ago, in January 2021, GameStop Corp. - GME made national headlines when its stock price rose from under $19 on December...
Last week, the SEC Division of Examinations published its observations of advisory fees charged by SEC-registered investment advisers...