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Last week, USEPA Administrator Regan signed the final rule designating PFOA, PFOS and their salts and structural isomers as hazardous...
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For many years, key U.S. anti-money laundering laws (in particular, rules under the Bank Secrecy Act) have applied to financial...
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Last week's activity in Congress to adopt spending packages for the remainder of 2024 included the extension of the Price-Anderson Act to...
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The SEC has settled charges against Bruderman Asset Management LLC (BAM) and its principal, Matthew J. Bruderman, for failing to disclose...
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The SEC recently settled charges against an issuer for failing to register the offers and sales of a retail crypto lending product. But...
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The SEC has brought charges against a private subsidiary of a publicly traded company for using an employee release agreement that...
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Yesterday, the SEC charged Lyft for failing to disclose a board director’s role in a shareholder’s sale of approximately $424 million...
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On September 12, the SEC filed charges against Virtu for allegedly misleading customers about the existence and adequacy of information...
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The SEC recently settled charges against five investment advisers to private funds for $500,000 in combined penalties, as part of its...
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Last week we launched our new limited podcast series, "ESG Insights." Over the next several weeks, we will explore the intersection of...
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On March 15, 2023, the Securities and Exchange Commission (“SEC”) concurrently proposed three rules designed to address the growing...
Under a new bill sponsored by Sens. Cynthia M. Lummis (R-Wyo.) and Kirsten Gillibrand (D-N.Y.), the primary oversight of cryptocurrencies...